On the desk of Shen Hefu, Secretary of the Party Committee and Chairman of Guoyuan Securities, there are two books on the important expositions of the top level on financial work, important speeches and important instructions on the work of state-owned assets and state-owned enterprises, which are placed in a conspicuous position. "These two books are our internal materials, and I often read and study them, which can help us better grasp the direction politically and ideologically. Shen Hefu said.
A few days ago, the State Council issued the "Several Opinions on Strengthening Supervision and Preventing Risks and Promoting the High-quality Development of the Capital Market" (hereinafter referred to as the "New 'National Nine Articles'"), and the China Securities Regulatory Commission issued the "Opinions on Strengthening the Supervision of Securities Companies and Public Funds and Accelerating the Construction of First-class Investment Banks and Investment Institutions (Trial)" and other policy documents (hereinafter referred to as the "Opinions").
Shen Hefu said in an exclusive interview with a reporter from China Securities Journal a few days ago: "The new 'National Nine Articles' is the first time in 10 years, the State Council once again issued a guiding document for the capital market, which fully reflects the great importance and ardent expectations of the Party Central Committee and the State Council to the capital market, focusing on investor protection, the quality of listed companies, the development of industry institutions, regulatory capabilities and the construction of governance systems, etc., and put forward the development goals of the capital market in stages, outlining an exciting and inspiring development blueprint. The "Opinions" adhere to the goal-oriented and problem-oriented, firmly grasp the main line of strengthening supervision, preventing risks and promoting high-quality development, and focus on improving the quality of listed companies from the source, promoting listed companies to enhance their investment value and strengthening investor protection, accelerating the construction of first-class investment banks and investment institutions, and strengthening the construction of the securities regulatory system itself. The new 'Nine Articles' and the Opinions complement each other to form a '1+N' policy system, which is of great significance to the stable, long-term and high-quality development of the mainland capital market. ”
After the release of the new "National Nine Articles" and "Opinions", Guoyuan Securities organized employees to learn as soon as possible, and conveyed the spirit of the relevant policy documents to employees. Shen Hefu said: "It is necessary to actively respond to and implement the policy requirements of the new 'National Nine Articles' and the "Opinions", deeply practice the political, people's and functional nature of financial work, strengthen the mission on the new journey of accelerating the construction of a 'first-class industrial investment bank', give full play to the functional roles of direct financing 'service providers', capital market 'gatekeepers' and social wealth 'managers', and strive to compose 'five major articles' to help maintain the stable and healthy development of the capital market." ”
Leading high-quality development with high-quality party building
"When we adjusted our strategic objectives at the beginning of 2022, we formulated the goal of 'building a first-class industrial investment bank with core competitiveness', which is in line with the recent proposal of the State Council and the China Securities Regulatory Commission on strengthening securities companies to accelerate the construction of first-class investment banks. Shen Hefu said.
The new "National Nine Articles" and "Opinions" put forward that "we must adhere to and strengthen the party's leadership, give full play to the party's political, organizational and institutional advantages, and ensure that the capital market always maintains the correct development direction", "promote industry institutions to effectively strengthen the party's leadership, give full play to the key role of the party organization in guiding the direction, managing the overall situation and ensuring implementation, and implement the party's leadership in decision-making, implementation and supervision". Shen Hefu said: "Guoyuan Securities has always insisted on arming its mind with the party's innovative theories, continuously improving its political judgment, political comprehension and political execution, and providing a fundamental political guarantee for the company's steady and far-reaching development. ”
Politically, Shen Hefu said that Guoyuan Securities will always keep in mind that "the surname belongs to the country", firmly and consciously maintain a high degree of consistency with the Party Central Committee in ideology, politics and action, take the initiative to connect with the latest strategic deployment of the country and Anhui Province, and actively serve the development strategies such as the integration of the Yangtze River Delta and Anhui's "seven strong provinces".
In addition to grasping the direction politically, Shen Hefu also demanded that consensus be gathered ideologically. It is reported that at present, Guoyuan Securities has built a "four-in-one" learning model of "three meetings and one lesson" and the theme of party day normalcy, online learning of various carriers, party building training scenarios, and post meritorious service practice, and effectively play the key role of cohesion in ideological construction, deeply understand General Secretary Xi Jinping's important expositions on financial work, reform and development of state-owned enterprises and party building, and promote the full coverage of the "first topic" system and "policy theory preaching".
In terms of specific actions, Shen Hefu said that it is necessary to stimulate the vitality of employees. By strengthening responsibilities through examinations, we will optimize the assessment mechanism of party building work, promote party organizations at all levels to shoulder the main responsibilities and do a good job in the main business, and realize the "dual circulation" and "double promotion" of party building work and business development. With a single clear responsibility, according to the key points of the annual party building work, the key matters, specific measures, implementation process, and work results are listed, so that the implementation is accurate and accurate, and the key is to cohesion.
People-centered
Implement "investor-oriented" into concrete actions
The new "National Nine Articles" and the "Opinions" put forward that "we must always practice the concept of finance for the people, highlight the people-centered value orientation, and more effectively protect the legitimate rights and interests of investors, especially small and medium-sized investors", "urge industry institutions to strengthen the service concept, continue to optimize investor services, strictly implement the investor suitability system, improve the investor protection mechanism, effectively improve the sense of gain and satisfaction of investors, and continue to maintain the trust and confidence of the public in the industry." Shen Hefu said: "Guoyuan Securities has never forgotten its original intention, kept its mission in mind, and implemented the people-centered development idea into the specific action of 'investor-oriented'. ”
For "investor-oriented", Shen Hefu also has its own core concept. "The purpose is not to make money from customers, but to help customers make money. Shen Hefu said.
Combined with the specific business, in terms of serving residents' wealth management, Shen Hefu said: "We must adhere to the customer-centric, through the 'Guoyuan Xinpin' selection and evaluation system, select products with excellent long-term performance, distinctive theme personality, and diversified and comprehensive strategies for customers, so as to help maintain and increase the value of residents' assets." At the same time, we will build an excellent professional investment advisory team to help customers identify and manage risks, guide long-term value investment, and enhance customer investment confidence. ”
Shen Hefu proposed to strengthen investor education and protection. Keeping in mind the concept of "investor-oriented", relying on Guoyuan Securities' status as a national investment education base, we insist on approaching, getting close to investors, and serving investors, and continue to carry out investor education and protection activities, build a new ecology of investment education, and continuously enhance investors' sense of gain.
It is reported that in 2023, Guoyuan Securities will carry out more than 4,420 online and offline investment education activities, with more than 2.8 million participants. Among them, 162 investor education activities were carried out in hundreds of colleges and universities across the country, covering 500,000 students, and actively promoted the integration of investor education into the national education system.
Shen Hefu also emphasized the need to adhere to the bottom line of financial security. Adhere to the concept of "lifeline of risk control and compliance", carry out the "escort" project of risk control and compliance, comprehensively doxx, comprehensively rectify and standardize, comprehensively review and clean up problems found in internal compliance management supervision and inspection, and external regulatory and punishment cases, so as to create a smooth and efficient compliance management organizational structure, effective compliance management methods and a pragmatic and efficient compliance evaluation mechanism, and effectively improve the professional ability of compliance management. In addition, it is necessary to implement "penetrating the bottom layer" and "front-end intervention", strengthen the risk management of the same business and the same customer, improve digital risk management capabilities, resolutely adhere to the bottom line of safe development, and help maintain the overall stability of the economy and society.
Fulfill the mission of a financial enterprise
Be the main force of serving the real economy
The new "National Nine Articles" and the "Opinions" put forward that "we must firmly grasp the theme of high-quality development, keep integrity and innovation, and more effectively serve the key areas of the national economy and the construction of a modern industrial system", "urge industry institutions to correct their business philosophy, correct positioning deviations, and put functionality in the first place", "urge industry institutions to focus on their main business, optimize supply, and improve their ability to create value". Shen Hefu said that Guoyuan Securities actively implements the work requirements of the CPC Central Committee, the State Council and the Anhui Provincial Party Committee and Provincial Government on financial enterprises to serve the real economy, puts functionality in the first place, and continuously improves the quality and efficiency of serving the real economy.
It is embodied in three aspects: First, it is necessary to play the role of investment banking hub and support corporate financing. Shen Hefu introduced: "Based in Anhui and facing the whole country, Guoyuan Securities has given full play to its modern investment banking function in recent years, connected with multi-level capital markets, and accumulated more than 330 billion yuan in equity and bond financing, helping the high-quality development of the real economy. ”
Guided by Anhui's "Welcome Pine Action Plan", Guoyuan Securities has helped to expand and strengthen the "Anhui Plate System" of the multi-level capital market, and has been awarded the "Excellent" grade in the evaluation of financial institutions in Anhui Province for serving the development of local real economy for 13 consecutive years. In terms of equity, as of the end of 2023, Guoyuan Securities has sponsored 65 enterprises in Anhui Province for initial public offerings, recommended a total of 113 Anhui enterprises to be listed on the New Third Board, and recommended more than 2,700 companies to be listed on the Fourth Board market, ranking first in the industry.
Secondly, it is necessary to deepen the key industrial chain and cultivate new momentum for development. Shen Hefu introduced that Guoyuan Securities focuses on the top ten emerging industries in the country, serves enterprises with industrial thinking, and provides one-stop services of "industrial research + industrial investment + industrial investment banking + comprehensive wealth management", and makes every effort to help the "chain master" and "group master" in the industrial chain become bigger and stronger, and promote the cluster development of the industrial chain.
According to the data, by the end of 2023, Guoyuan Securities has served nearly 50 enterprises in key strategic emerging industries such as high-end equipment, new energy, new materials, new generation information technology, and biomedicine, such as serving the "University of Science and Technology Department" such as the Great Shield of Science and Technology, iFLYTEK, and the science and technology enterprises of colleges and universities such as the University of Science and Technology, laying a solid foundation for Anhui Province to build the "Silicon Valley of Science and Technology"; The six modes of mixed ownership reform of state-owned enterprises in Anhui Province, represented by the merger of BMW, provide intellectual support for the upgrading and transformation of traditional industries.
Shen Hefu also demanded that the layout of the fund jungle should be accelerated and the virtuous circle of "science and technology-industry-finance" should be opened. Guoyuan Securities has built an equity investment structure of "two controls and one participation", built an all-round, diversified and full-cycle equity investment system of "parent fund + direct investment fund + own funds", actively promoted fund cooperation with central enterprises and local governments, undertook and deeply participated in the construction of Anhui provincial fund of funds system, innovated the financial aid model for Xinjiang, supported the local government's "double recruitment and double introduction" work, promoted the deep integration of innovation chain, industrial chain, capital chain and talent chain, and helped the virtuous cycle of "science and technology, industry and finance".
According to the data, up to now, Guoyuan Securities has managed a total of 43 funds, with a management scale of more than 38 billion yuan. Among them, the establishment and management of the Anhui Provincial Green Food Industry Fund of Funds with a total scale of 8.34 billion yuan to support the high-quality development of modern agriculture and green food industry in Anhui Province, with a cumulative investment of 322 projects with an investment amount of 11.7 billion yuan, and nearly 60 successfully listed projects, covering emerging industries such as new energy, high-end equipment manufacturing, emerging energy storage, and green food.
Shen Hefu said: "In the future, Guoyuan Securities will continue to improve its professional service capabilities, consolidate the foundation of compliance and risk control, accelerate the construction of a first-class industrial investment bank with core competitiveness, and contribute to the stable and healthy development of the capital market, the high-quality development of finance and the construction of a financial power." ”
Reviewer: Wang Chao Editor: Yu Hongbo
Proofreader: Zhang Lijing Producer: Li Ruoyu
Issued by: Fei Yangsheng
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