Shanghai Shimao Construction Co., Ltd. (hereinafter referred to as "Shimao Construction") disclosed in an announcement issued on January 5 that the company and the relevant responsible persons had been criticized by the Shanghai Stock Exchange for failing to disclose the 2021 annual report on time in the past 12 months. However, the Company's failure to rectify the relevant violations in a timely manner and the recurrence of the same type of violations constituted a heavier punishment under the Measures for the Implementation of Disciplinary and Regulatory Measures of the Shanghai Stock Exchange.
This violation has attracted widespread attention in the industry and has had a certain impact on the reputation and credibility of Shimao Construction and its related responsible persons. Compliance management is of great significance to ensure the stable operation of the company, establish a good image and safeguard the interests of investors. At the same time, this incident also highlights the important role and status of corporate compliance professionals in corporate compliance management.
As professionals in corporate compliance management, corporate compliance professionals not only need to be familiar with relevant laws, regulations and policies, but also need to have keen risk prevention and control capabilities and crisis handling capabilities. They play a vital role in corporate compliance management, providing authoritative and professional compliance consulting and services to help enterprises avoid compliance risks and ensure that they operate legally.
For those who wish to pursue a career as a corporate compliance professional, passing the unified examination for the professional competency (level) of corporate compliance professionals is an essential step. The Unified Examination for Professional Competence (Level) of Corporate Compliance Professionals is an authoritative examination to evaluate candidates' knowledge and ability in relevant laws and regulations, compliance management standards and practices.
The Unified Examination for the Professional Ability (Level) of Corporate Compliance Professionals mainly covers the knowledge points of enterprise legal risk management, internal control and compliance, information disclosure and anti-money laundering. The content of the examination is formulated in accordance with the Interim Measures for the Professional Management of Corporate Compliance Professionals, and is taught by professional textbooks. According to the syllabus, candidates need to master the knowledge points including: basic knowledge of laws and regulations, internal control and internal audit of enterprises, compliance culture and system construction, etc.
It is worth noting that the only registration channel for the unified examination of professional competence (level) of corporate compliance professionals is the unified examination website of professional competence (level) of corporate compliance professionals. The test is offline, and there are test centers in all provinces and municipalities across the country. The most recent unified examination for the professional competence (level) of corporate compliance professionals is March 30, 2024. This is a great opportunity for anyone aspiring to pursue a career as a corporate compliance professional.
By taking the unified examination for the professional competence (level) of corporate compliance professionals, candidates can improve their professional quality and competitiveness in the field of corporate compliance management, and lay a solid foundation for future career development. At the same time, by achieving compliance management that meets the requirements of laws and regulations, enterprises can not only obtain the benefits of reducing legal risks and improving compliance efficiency, but also win a broader market space and customer trust for themselves.
If you want to know more about the Unified Examination for Corporate Compliance Professionals, please visit the Unified Examination for Corporate Compliance Professionals for more information and registration.