The latest claim news of the first shares:
On April 24, 2024, Xie Baoping's financial and securities team submitted a new batch of 600379 materials for the filing of claims by investors in the first share of the company to the Beijing Financial Court. These investors were sent to the dock for damages due to the losses caused by the previous disclosure of the first shares, and demanded compensation for the losses.
On December 2, 2023, 600376 Shoukai Co., Ltd. issued an announcement on the receipt of the "Administrative Penalty Decision", stating that it received the "Administrative Penalty Decision" (No. [2023] No. 6) issued by the Beijing Supervision Bureau of the China Securities Regulatory Commission on November 30, 2023. After investigation, the first shares have the following illegal facts:
In the inventory impairment test in 2021, Shoukai Overestimated the net realizable value of the inventory of its subsidiaries, understated the provision for inventory decline by 405 million yuan, and undercounted the asset impairment loss by 405 million yuan. The above matters led to misstatement in the 2021 annual report of Shoukai Shares, and led to misstatement in the issuance documents such as the prospectus of the corporate bonds and debt financing instruments issued by Shoukai Shares between May 2022 and May 2023, as well as the 2021 annual report disclosed in the interbank bond market.
On April 29, 2023, Shoukai Co., Ltd. issued the "Announcement on the Correction of Errors in the Previous Period", took the initiative to make corrections, and used the retrospective restatement method to make up for the inventory price decline reserve of 405 million yuan.
The CSRC decided: 1. Give a warning to Beijing Capital Development Co., Ltd. and impose a fine of 1.5 million yuan; 2. Li Yan, Zhao Longjie, and Rong Yu were given warnings and fined 600,000 yuan respectively.
According to the Securities Law and the Several Provisions of the Supreme People's Court on the Trial of Civil Compensation Cases Arising from False Statements in the Securities Market, listed companies shall be liable for civil compensation if their rights and interests are damaged due to illegal information disclosure and misrepresentation, and the injured investors have the right to claim compensation for losses.
The reference conditions for the first share claim are as follows:
Purchased 600376 initial shares between April 16, 2022 and April 28, 2023, and sold or held after May 4, 2023 (inclusive).
The above conditions for the registration of the first share claim only represent the views of Xie Baoping's lawyer team, and are not used as any securities investment decisions and trading recommendations, and are subject to the final determination of the court.
Basis for violation of the first shares:
On July 12, 2023, Shoukai Co., Ltd. received the "Notice of Case Filing" (No. 0142023014 Zheng Jian Case Filing) issued by the China Securities Regulatory Commission (CSRC) on suspicion of illegal information disclosure.
On November 20, 2023, Shoukai received the "Advance Notice of Administrative Punishment" (No. [2023] No. 12) issued by the Beijing Supervision Bureau of the China Securities Regulatory Commission.
On November 30, 2023, Shoukai received the "Administrative Penalty Decision" (No. [2023] No. 6) issued by the Beijing Supervision Bureau of the China Securities Regulatory Commission.