Red Star Capital Bureau reported on May 13 that on the evening of May 12, Strait Innovation (300300. SZ), Huijin (300368. SZ), special information (000070. SZ) has successively announced that due to the false records in the previous annual report, the company was taken regulatory measures or administrative penalties by the local securities regulatory bureau, and the company's shares were subject to "other risk warnings", and the stock abbreviation was preceded by the word "ST".
Recently, the Shanghai and Shenzhen Stock Exchanges have revised and officially released the relevant delisting rules, adding other risk warning system (ST) indicators applicable to financial fraud. According to the facts stated in the prior notice of administrative penalty issued by the China Securities Regulatory Commission, if there are false records in the financial indicators of the annual report disclosed by the listed company and the delisting criteria have not yet reached the delisting criteria, other risk warnings shall be implemented.
The cumulative inflated operating income exceeded 100 million yuan, and Strait Innovation planned to be fined 600,000 yuan
Strait Innovation announced on the evening of May 12 that the Zhejiang Securities Regulatory Bureau intends to fine the company 600,000 yuan.
Specifically, the Strait Innovation announced that on May 10, the company received the "Prior Notice of Administrative Punishment" issued by the Zhejiang Securities Regulatory Bureau. According to the "Advance Notice of Administrative Punishment", there were false records in the 2018 annual report and 2019 semi-annual report of Strait Innovation.
From 2018 to 2019, in order to expand the scale of revenue, Good Doctor inflated its operating income by fictitious or fictitious consultation and consulting services, and arranged for third-party entities such as Xiamen Xiongrun Culture Media Co., Ltd. and Xiamen Shuoti Information Technology Co., Ltd. to cooperate with idling funds. The forms of fictitious or fictitious consultation reports of good doctors include: first, increasing the number of consultation and consultation services for patients; the second is to raise the level of consultation and consultation services for patients; The third is to give free consultation and consulting services to patients and recognize income according to the normal fees.
The above behavior led to an inflated operating income of 75.3369 million yuan in the 2018 annual report of Strait Innovation, accounting for 12.49% of the disclosed amount in the current period, and an inflated operating income of 47.1227 million yuan in the semi-annual report of 2019, accounting for 17.17% of the disclosed amount in the current period.
Strait Innovation also announced on May 12 that the company's shares will be suspended for one day from the opening of the market on May 13, 2024 (Monday), and will resume trading from the opening of the market on May 14, 2024 (Tuesday). Since May 14, the company's shares have been subject to other risk warnings, and the stock abbreviation has been changed from "Strait Innovation" to "ST Gorge Innovation", and the stock code remains unchanged.
Due to false records in the annual report, Huijin shares were fined 2 million
Huijin announced on the 12th that on May 10, the company received the "Administrative Penalty Decision" issued by the Hebei Securities Regulatory Bureau and was fined 2 million yuan.
Due to suspected violations of information disclosure laws and regulations, Huijin received the "Notice of Case Filing" issued by the China Securities Regulatory Commission on July 28, 2023, and the China Securities Regulatory Commission decided to file a case against it.
According to the "Administrative Penalty Decision", the Hebei Securities Regulatory Bureau found that the company's 2021 annual report disclosed in April 2022 inflated the total profit of 15.2452 million yuan, including the calculation of fair value change profit and loss, and the failure to accrue credit impairment losses in accordance with the disclosed accounting policies.
At the same time, Huijin has not disclosed major matters as required. On August 17, 2022, Huijin Co., Ltd. received the "Notice of Lien" from the Supervision Committee of Yongnian District, Handan City, for the implementation of lien on Guo Junkai, the then director and general manager of the company. In June 2023, Huijin Co., Ltd. voluntarily confessed to the Hebei Securities Regulatory Bureau about Guo Junkai's retention in custody, and disclosed the matter in the "Announcement on the Reply to the Inquiry Letter of the Shenzhen Stock Exchange's 2022 Annual Report" on June 15.
The Hebei Securities Regulatory Bureau said that Huijin Co., Ltd. took the initiative to disclose the "Announcement on the Correction and Retrospective Adjustment of Accounting Errors in the Previous Period" and voluntarily confessed that Guo Junkai was retained, which belongs to the circumstances stipulated in Article 32, Paragraphs 1 and 3 of the Administrative Punishment Law of the People's Republic of China that should be mitigated or mitigated administrative punishment. The Hebei Securities Regulatory Bureau decided to order Huijin to make corrections, give a warning, and impose a fine of 2 million yuan.
Huijin Co., Ltd. said that for the accounting errors in the previous period involved in the administrative punishment, the company has disclosed the "Announcement on the Correction and Retrospective Adjustment of Accounting Errors in the Previous Period" and related announcements on April 27, 2023, on the Juchao Information Network, an information disclosure network designated by the China Securities Regulatory Commission, to correct and retroactively adjust the 2021 annual financial statements. The Company will apply for the revocation of other risk warnings in a timely manner after 12 months from the date of receipt of the administrative penalty decision.
Huijin shares announced that the company's shares have been suspended for one day since the market opened on May 13, and "other risk warnings" have been implemented since the market opened on May 14, and the stock abbreviation has been changed from "Huijin shares" to "ST Huijin".
The special information has been falsified for 5 consecutive years and has been fined more than 20 million yuan
On the evening of May 12, the special information issued the "Reminder Announcement on the Implementation of Other Risk Warnings and Stock Suspension and Resumption of Trading in the Company's Stock Trading" (hereinafter referred to as the "Announcement") and the "Administrative Penalty and Market Prohibition Prior Notice", the announcement said that the Shenzhen Stock Exchange will implement other risk warnings on the company's shares, and the company's stock abbreviation will be changed to "ST Special Letter".
According to the "Administrative Penalty Decision" disclosed by the Special Information on the same day, the Shenzhen Securities Regulatory Bureau found that the wholly-owned subsidiary of the Special Information Company, Special Development Dongzhi, in order to complete its performance commitments, inflated its revenue, inflated or reduced its operating costs and profits from 2015 to 2019 by adjusting operating costs across periods and fictitious business.
From 2015 to 2019, Tefa Dongzhi inflated or inflated operating costs by undercounting or delaying the purchase of materials sold by customers and adjusting operating costs across periods. Among them, from 2015 to 2018, the operating costs were inflated by 10.3933 million yuan, 91.7346 million yuan, 56.2461 million yuan, and 11.6292 million yuan, respectively, and the inflated operating costs were 64.9477 million yuan in 2019.
In 2019, Tefa Dongzhi falsified the sales business with Shenzhen Youhua Communication Technology Co., Ltd. and China Mobile Communications Group Terminal Co., Ltd. by forging purchase orders and related logistics documents, inflating operating income by 328 million yuan, operating costs by 284 million yuan, and inflating total profits by 43.8671 million yuan.
The above-mentioned behaviors of Tefa Dongzhi led to an inflated total profit of 10.3933 million yuan, 91.7346 million yuan, 56.2461 million yuan and 11.6292 million yuan respectively from 2015 to 2018, and the total profit in 2019 was inflated by 21.0806 million yuan, accounting for 8.17%, 34.74%, 16.58%, 3.29% and 5.33% of the total disclosed profit in the current period respectively.
The Shenzhen Securities Regulatory Bureau intends to decide to give a warning to the special information and impose a fine of 8 million yuan; A fine ranging from 1 million yuan to 4 million yuan was imposed on the then executives. In addition, in view of the seriousness of the illegal acts of some of the then senior executives, the Shenzhen Securities Regulatory Bureau intends to decide to impose a 10-year ban on Jiang Qinjian, then chairman or general manager of Tefa Information, an 8-year ban on Chen Chuanrong, then director and general manager of Tefa Dongzhi, and a 6-year ban on Yi Zongxiang, then director and deputy general manager of Tefa Dongzhi.
Editor Xiao Ziqi Synthesized from Shanghai Securities News, China-Singapore Jingwei, and Jiemian News
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