Following the withdrawal of ST Jiayu's risk warning, ST Dasheng and other three NEEQ companies also successfully "took off their hats". ST Dasheng has applied to the court to initiate a pre-reorganization, and the company's shares continue to be suspended, and it is expected to resume trading before July 10.
At the same time, a number of listed companies' stocks were put on risk alert. It is worth mentioning that Lingxin and other companies once planned to IPO listing, and now they have fallen into "penny stocks" in the secondary market of the New Third Board.
Another 3 new third board companies "take off their hats"
After the disclosure of the 2023 annual report, ST Dasheng, ST Ala, and ST Shuwei announced that they would withdraw the risk warning.
Previously, Dasheng Microelectronics disclosed its 2022 annual report on April 28, 2023, and the 2022 financial and accounting report was issued with an audit report that could not express an opinion. According to Article 4.2.8 of the Business Rules of the National Small and Medium-sized Enterprise Share Transfer System (Trial), the company's stock trading will be subject to risk warning from May 5, 2023, and the company's securities abbreviation will be changed from "Dasheng Microelectronics" to "ST Dasheng".
Dasheng Microelectronics disclosed its 2023 annual report on June 28, 2024, and the audit opinion of the 2023 financial and accounting report is a qualified opinion. As of June 28, 2024, the company's audited net assets attributable to ordinary shareholders of the listed company were 27.36 million yuan, and the consolidated net assets were 25.23 million yuan. Therefore, the company applied for the withdrawal of the stock trading risk alert from July 2, 2024, and the stock abbreviation was restored from "ST Dasheng" to "Dasheng Microelectronics", and the stock code remained unchanged.
ST Shuwei was also previously ST for "the 2022 annual financial and accounting report was issued an audit report that could not express an opinion". The Company disclosed its 2023 Annual Report on June 28, 2024, and the audit opinion of the 2023 financial and accounting report is a qualified opinion report with significant uncertainties related to continuing operations. As of December 31, 2023, the company's audited net assets attributable to ordinary shareholders of the listed company were 24.98 million yuan, and the consolidated net assets were 24.98 million yuan. Therefore, the company applied for the withdrawal of the stock trading risk alert from July 2, 2024, and the stock abbreviation was restored from "ST Digital Dimension" to "Aerospace Digital Dimension".
ST Ala's stock trading was put on risk alert from April 29, 2022 due to "the 2021 annual financial and accounting report was issued with an audit report that could not express an opinion and the audited net assets at the end of the period were negative", and the company's securities abbreviation was changed from "Ala Technology" to "ST Ala Technology".
The company disclosed the 2023 annual report on June 28, 2024, and the audit opinion of the 2023 financial and accounting report is a qualified opinion. As of December 31, 2023, the company's audited net assets attributable to ordinary shareholders of the listed company were 2.52 million yuan, and the consolidated net assets were 2.57 million yuan. Therefore, the company applied for the withdrawal of the stock trading risk alert from July 2, 2024, and the stock abbreviation was reverted from "ST Ala" to "Alaa Technology".
Dasheng Microelectronics said that the company applied to the Intermediate People's Court of Xuchang City, Henan Province to start the pre-reorganization, and the Xuchang Intermediate People's Court conducted a review in accordance with the law, and in order to identify the company's reorganization value and reorganization feasibility, the Xuchang Intermediate People's Court decided to carry out a pre-reorganization of the company. At present, the company is communicating a pre-reorganization plan.
A number of companies have been treated by ST
At the same time, a number of NEEQ companies were ST after disclosing their 2023 annual reports.
Lingxin shares have implemented risk warning since July 1, and the stock abbreviation has been changed from "Lingxin shares" to "ST Lingxin". According to reports, the company disclosed the 2023 annual report on June 27, 2024, and Beijing Yatai International Accounting Firm (Special General Partnership) issued an audit report that could not express an opinion. According to the report, as of December 31, 2023, the company's audited net assets attributable to ordinary shareholders of the listed company were 280 million yuan, and the consolidated net assets were 282 million yuan.
According to Article 4.2.8 of the Business Rules of the National Small and Medium-sized Enterprises Share Transfer System (Trial), the National Equities Exchange and Quotations Company shall issue a risk warning for the stock transactions whose financial and accounting reports in the most recent fiscal year are issued with audit reports that cannot express opinions, and shall mark and announce the company's securities before the abbreviation.
Jingbiao Technology was also issued an audit report by an accounting firm that could not express an opinion due to the 2023 annual report, and the company's shares have been changed from "Jingbiao Technology" to "ST Jingbiao Branch" since July 2.
In addition, listed companies such as Fengping Co., Ltd., Tianhua Intelligence, and China Property Tianyi, which disclosed their 2023 annual reports before the deadline of June 30, have also been subject to risk warnings since July 2. Among them, the 2023 annual report of Fengping Co., Ltd. was issued by the accounting firm with other matters and major uncertainties in continuing operations.
It is worth mentioning that Lingxin shares and Jingbiao Technology have IPO plans. As early as 2016, Lingxin Co., Ltd. planned an IPO listing plan, and officially launched listing counseling in 2017, and later after the establishment of the selection layer, the company announced a "diversion" and launched the selection layer counseling in June 2020. However, in September 2022, the company said that "in view of the company's strategic development needs, the company intends to change the sponsoring brokerage" and terminated the selection layer counseling.
The company previously started the selection layer counseling in August 2020, but later announced in October 2021 that in view of the company's strategic adjustment and development needs, the selection layer counseling would be terminated.
These companies are at risk of being terminated
Some NEEQ companies have not yet disclosed their 2023 annual reports before the deadline, so there is a risk that their listing may be terminated.
The host brokerage of British Lion Sports issued an announcement reminding that British Lion Sports did not disclose its 2023 annual report on April 30, and the company's shares have been suspended from May 6. As of June 28, the company has not yet completed the preparation of the 2023 annual report, and according to the understanding of the sponsoring brokerage, the company has not yet hired an accounting firm to audit the 2023 financial statements. The company does not expect to be able to disclose its 2023 annual report before June 30, and there is a risk that the company's shares will be terminated.
Wanjia Tianneng is facing the risk of termination of listing due to failure to disclose the 2023 annual report on time, and the company has been taken by the local securities regulatory bureau to issue a warning letter for administrative supervision.
The sponsoring brokerage reminded that Wanjia Tianneng failed to disclose the 2023 annual report as required, and the stock may be terminated. As of June 28, the company has not disclosed its 2023 annual report.
Subsequently, the sponsor brokerage of Wanjia Tianneng issued an announcement again, saying that the company did not disclose the announcement of the decision to issue a warning letter to the company and Lei Zhihui by the Beijing Supervision Bureau of the China Securities Regulatory Commission.
It is reported that the "Decision on Administrative Supervision Measures for Issuing Warning Letters to Beijing Wanjia Tianneng New Energy Co., Ltd. and Lei Zhihui" issued by the Beijing Supervision Bureau of the China Securities Regulatory Commission pointed out that after investigation, Wanjia Tianneng had relevant problems, among which, as of April 30, 2024, the company did not disclose the 2023 annual report, which violated Articles 11 and 12 of the "Administrative Measures for Information Disclosure of Unlisted Public Companies" (Decree No. 191 of the CSRC).
In addition, the company had the situation that the directors, supervisors and senior executives were unable to perform their duties, and the company failed to disclose the relevant major events in a timely manner, and Lei Zhihui, then chairman, general manager, secretary of the board of directors and chief financial officer, did not cooperate with the work of the sponsoring securities firm, and failed to perform his duties faithfully and diligently, which violated the provisions of Articles 5, 21 and 40 of the Administrative Measures for Information Disclosure of Unlisted Public Companies (Decree No. 191 of the CSRC).
Editor-in-charge: Zhong Tian
Proofreader: Yao Yuan
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