China Net Finance June 3rd A few days ago, the Zhejiang Supervision Bureau of the State Administration of Financial Supervision and Administration (hereinafter referred to as the Zhejiang Supervision Bureau) announced the relevant penalty information showing that Huarong Financial Leasing Co., Ltd. (hereinafter referred to as Huarong Financial Leasing) has untrue risk classification of leasing assets, public welfare assets that are not suitable for realization as leased objects, authorization, project investigation, review, approval and lending and other links are seriously imprudent and other major violations of laws and regulations, Zhejiang Supervision Bureau imposed a total fine of 3.25 million yuan, and the relevant responsible persons were fined.
Specifically, Huarong Financial Leasing did not deliberate at the general meeting of shareholders and did not recuse itself because there were decisions on the remuneration of directors and supervisors; The risk classification of leased assets is untrue; Carry out financial leasing business with assets that cannot be obtained as leased objects; The "three checks" of leasing business are not in place; In accordance with Articles 21, 46 and 48 of the Banking Supervision and Administration Law of the People's Republic of China and relevant prudential operation rules, the Zhejiang Supervision Bureau fined Huarong Financial Leasing 1.75 million yuan for the main violations of laws and regulations for failing to perform due diligence in post-lease management.
At the same time, Sun Ping, then assistant to the general manager of Huarong Financial Leasing and director of the Energy Equipment Division, was warned by the Zhejiang Supervision Bureau for being responsible for the above-mentioned violations of Huarong Financial Leasing.
In addition, due to the fact that Huarong Financial Leasing used public welfare assets that should not be realized as the leased property in violation of laws and regulations, the Zhejiang Regulatory Bureau fined Huarong Financial Leasing 500,000 yuan in accordance with Articles 21, 46 and 48 of the Banking Supervision and Administration Law of the People's Republic of China and relevant prudent business rules.
At the same time, the Zhejiang Supervision Bureau warned Shi Jiewen, then the acting general manager of Huarong Financial Leasing, and Shao Ligang, the then general manager of Huarong Financial Leasing.
In addition, due to the existence of serious imprudent violations of laws and regulations in authorization, project investigation, deliberation, approval and lending, the Zhejiang Regulatory Bureau fined Huarong Financial Leasing 1 million yuan in accordance with Articles 21, 46 and 48 of the Banking Supervision and Administration Law of the People's Republic of China and relevant prudential operation rules.
At the same time, the Zhejiang Supervision Bureau warned Li Peng, then Secretary of the Party Committee and Chairman of Huarong Financial Leasing, and Zhang Yaming, then Director of Huarong Financial Leasing's Information and Medical Leasing Division, and banned Liang Yan, then the project manager of Huarong Financial Leasing's Information Medical Leasing Division, from working in the banking industry for 5 years.
(Editor in charge: Zhang Ziyi)