Following the filing of the case by the Securities Regulatory Commission, the private equity Ruifengda ran away again.
On May 13, a number of NEEQ listed companies were suspended due to suspicion of Ruifengda's runaway, and as of press time, 13 NEEQ listed companies have mentioned Ruifengda in the suspension announcement or stock trading risk warning announcement.
Ruifengda's new "vest" emerged
Among these 13 companies, 7 are companies that have been combed and found by Silver Persimmon Finance to have traces of Ruifengda's investment, including Weifuji, Sairongxin, Nongjiang Technology, Youlian Shengye, Hejia Tianjian, Bangkele, Haotian Energy Storage, etc., and another 6 newly surfaced, namely Shuoen Network, ST Hongxianglong, Wansen Biotechnology, Weicai Education, Longshen Ecology and Dinghan Culture.
For example, Shuoen Network said in the announcement that the company was involved in the public opinion of Zhejiang Ruifengda Asset Management Co., Ltd., and there was a major risk event. In order to ensure fair information disclosure, safeguard the interests of investors, and avoid abnormal fluctuations in the company's stock price, the company applied for suspension of trading of the company's shares in accordance with the "Implementation Rules for the Suspension and Resumption of Trading of Shares of Companies Listed on the National Small and Medium-sized Enterprises Share Transfer System" and other relevant regulations.
Combing through the shareholders of these six newly emerging companies, Silver Persimmon Finance found that in addition to the two companies of Ruifengda and Riying Holdings, Sun Wei and Li Min also have a "vest". Flush shows that among the top ten shareholders of ST Hongxianglong and Sairongxin's 2023 annual reports, Shanghai Simi Asset Management Co., Ltd. (hereinafter referred to as Simi Assets) has appeared.
Tianyan check shows that Li Min, chairman of Riying Holdings, holds 100% of Simi assets. Her husband, Sun Wei, the general manager of Riying Holdings, just stepped down from the company's supervisory list on October 17 last year.
Received a notice from the brokerage firm to suspend trading
Silver Persimmon Finance called Bangkele, which issued the suspension announcement as an investor, and the company's employee who answered the phone said that he received a notice from the brokerage on May 12 to suspend trading for self-inspection, so he urgently issued a suspension announcement. Previously, Ruifengda traded the company's shares in the secondary market, and the company contacted Ruifengda to ask them not to affect the company's stock price, but did not find any problems with its operation. At the same time, the employee said that the company has been operating normally for nearly half a year, and its business has rebounded.
When asked how the self-inspection would be conducted, the other party said that it might have to provide some information to the brokerage, but did not mention the specific information.
According to the announcement of Shuoen Network, its sponsor brokerage is Zheshang Securities, and Silver Persimmon Finance dialed the phone number of the secretary of the board of directors announced in the annual report of Zheshang Securities, and the other party said that he was the front desk and did not know the relevant situation.
Subsequently, Silver Persimmon Finance called Capital Securities, the sponsor brokerage of Wei Fu Ji and Bang Kele, and the other party asked Silver Persimmon Finance to send an email to consult PR. As of press time, no response has been received.
Industry insiders told Silver Persimmon Finance that these companies were suspended because they were investigated by the exchange, and they needed to submit financial statements, audit reports, insider information disclosures and corporate governance documents, and finally the brokerage company and the company gave the exchange a reply.
Reissue Risk Warning Announcement "Patching"
It is worth noting that many of these listed companies involved in the Ruifengda runaway incident have experienced a sharp rise in stock prices before, but the listed companies rarely indicate the risk. After the incident fermented, many companies began to intensively "patch".
For example, from May 7th to May 13th, 7 companies, including Nongjiang Technology, Hejia Tianjian, Weifuji, Wansen Biotechnology, Youlian Shengye, Dinghan Culture, and Sairongxin, issued transaction risk announcements one after another, but they were all "patching" the weird surge that had passed for at least half a year. Prior to this, none of these companies had issued corresponding trading risk warning announcements during the stock price change.
Take Hejia Tianjian as an example. Straight flush shows that since the second half of 2023, Hejia Tianjian's share price has risen by 2640% in the past year, and the company has not issued any abnormal fluctuations or trading risk warning announcements during abnormal fluctuations.
It was not until May 7, 2024 that Hejia Tianjian issued a stock trading risk warning announcement, saying that the company's shares had risen significantly from July 2023 to February 2024, and the abnormal fluctuations had attracted the company's attention.
Some people in the industry believe that these companies may be affected by public opinion pressure after the Ruifengda incident.
According to the information in the annual report, the secretary of the board of directors of the suspended company could not be found
In addition to the confusion of the letter disclosure, Silver Persimmon Finance also found that the public information of these companies is also relatively confusing, according to the contact information of the secretary of the board of directors disclosed in its 2023 annual report, it was found that it was the norm to find the secretary of the board.
For example, Silver Persimmon Finance called the secretary of the board of directors of Sairongxin, and the other party said that he was not the secretary of the board of directors of Sairongxin, and said that "all shareholders of Sairongxin, including directors, supervisors and senior executives, have all been replaced in October last year". At the same time, the other party said that he was not clear about the latest contact information of Sairongxin.
Flush shows that on September 18, 2023, Sairong Xin announced that the largest shareholder, actual controlling owner, and actual controller were changed to Huang Hua. In October 2023, the director, chairman, general manager, and legal person have changed successively, and these four positions are all held by Su Changkun. At the same time, its 2023 annual report shows that the secretary of the board of directors has also been changed from Li Jie in the semi-annual report to Su Changkun.
When calling Weicai Education and Wei Fu Ji, the people who answered the phone said that they were the front desk rather than the secretary of the board of directors, and Weicai Education even said that it had not issued a suspension announcement; called the secretary of the board of directors of Dinghan Culture, but the other party said that he was HR, and then transferred the phone call of Silver Persimmon Finance to the finance, but the finance said that he did not know the situation.
Optimal Energy Storage called this the phone number of the company's switchboard and transferred the call to the administration department. Subsequently, the so-called administration department also called itself the personnel department, and repeatedly said that everything is subject to the company's announcement.
In addition, the phone numbers of the board secretaries of ST Hongxianglong, Nongjiang Technology, Hejia Tianjian, Wansen Biotechnology, Youlian Shengye, and Longshen Ecology were unanswered or displayed as empty numbers.