ST Sansheng's latest claim news:
On April 18, 2024, Sansheng Wisdom Education Technology Co., Ltd. issued the "Progress Announcement on the Implementation of Other Risk Warnings for the Company's Stock Trading", which shows:
1. The company's shares may be terminated from listing (financial termination of listing), and the financial report of Sansheng Wisdom Education Technology Co., Ltd. (hereinafter referred to as the "company") in 2022 was issued by Zhongshen Zhonghuan Certified Public Accountants (Special General Partnership) with an audit report that could not express an opinion. The company's shares have been subject to delisting risk alert since the market opened on May 4, 2023, and the stock abbreviation has been changed from "ST Sansheng" to "*ST Sansheng". According to Article 10.3.10 of the Rules Governing the Listing of Stocks on the Growth Enterprise Market of the Shenzhen Stock Exchange (hereinafter referred to as the "Rules Governing the Listing of Stocks on the Growth Enterprise Market"), there is a risk that the listing of the Company's shares will be terminated.
As of the disclosure date of this announcement, the audited net profit is negative and the operating income is less than 100 million yuan, or the net profit in the most recent fiscal year after retrospective restatement is negative and the operating income is less than 100 million yuan. Audited net assets at the end of the period are negative, or net assets at the end of the most recent fiscal year after retrospective restatement are negative.
2. According to Article 10.3.4 of the GEM Stock Listing Rules, "if a listed company is subject to a delisting risk warning due to the occurrence of items 1 to 3 of the first paragraph of Article 10.3.1, its stock trading shall be guaranteed by the company and all members of the board of directors that the content of the information disclosure is true, accurate and complete, and there are no false records, misleading statements or material omissions." Within one month after the end of the fiscal year of the year in which the delisting risk alert is implemented, a risk warning announcement will be issued that the listing of the stock may be terminated, and at least two more risk warning announcements shall be issued before the annual report of the year is disclosed. ". At the same time, according to the provisions of the Self-Regulatory Guide for Listed Companies on the Growth Enterprise Market of the Shenzhen Stock Exchange No. 1 - Business Handling (Revised in December 2023), "in order to improve the effect of risk disclosure, financial delisting risk companies shall disclose risk warning announcements every ten trading days after the disclosure of the first risk warning announcement and before the disclosure of the annual report." "The company shall disclose the risk warning announcement that the listing of the stock may be terminated.
Prior to this, on December 28, 2023, the Company received the Administrative Penalty Decision ([2023] No. 11) issued by the Beijing Regulatory Bureau of the China Securities Regulatory Commission.
After investigation, Sansheng Education has the following illegal facts:
1. Failure to disclose illegal guarantees in a timely manner
2. There are major omissions in the 2020 annual report and the 2021 semi-annual report
3. There are false records in the 2020 annual report and the 2021 semi-annual report
The China Securities Regulatory Bureau decided: 1. Give a warning to Sansheng Wisdom Education Technology Co., Ltd. and impose a fine of 1.1 million yuan; 2. Cao Lei was given a warning and fined 600,000 yuan.
According to the Securities Law and the Several Provisions of the Supreme People's Court on the Trial of Civil Compensation Cases Arising from False Statements in the Securities Market, listed companies shall be liable for civil compensation if their rights and interests are damaged due to illegal information disclosure and misrepresentation, and the injured investors have the right to claim compensation for losses.
The reference conditions for ST Sansheng's claim are as follows:
Those who bought 300282 Sansheng Education between December 1, 2020 and April 27, 2022, and sold or continued to hold it after April 28, 2022 (inclusive).
The above claim registration conditions only represent the views of the stock protection team, and are not used as any securities investment decisions and trading recommendations, and are subject to the final determination of the court.
Basis for ST Sansheng's violation:
On November 3, 2022, Sansheng Education received the Notice of Case Filing issued by the China Securities Regulatory Commission (No.: Zheng Jian Case No. 0142022031, Zheng Jian Case No. 0142022030)
On December 13, 2023, Sansheng Education received the Advance Notice of Administrative Penalty ([2023] No. 19) issued by the Beijing Regulatory Bureau of the China Securities Regulatory Commission
On December 28, 2023, Sansheng Education received the Administrative Penalty Decision ([2023] No. 11) issued by the Beijing Supervision Bureau of the China Securities Regulatory Commission.