On April 17, the administrative penalty information disclosure table issued by the Huangnan Supervision Branch of the State Administration of Financial Supervision showed that Qinghai Zeku Rural Commercial Bank was ordered to make corrections and fined 300,000 yuan because the implementation of the internal control system was not strict, resulting in employees violating professional ethics and related requirements to engage in illegal activities. Chen Cheng, then a teller at the Ningxiu branch of Qinghai Zeku Rural Commercial Bank, was banned from working in the banking industry for 10 years.
According to incomplete statistics from the Financial Times, at least seven bankers were fined by "red cards" in April, and most of the violations of laws and regulations involved credit business, and the pre-loan investigation of credit business was not in place. Of those, two have been banned for life.
On April 12, the Binzhou Supervision Branch of the State Administration of Financial Supervision issued three administrative penalty decisions in a row, and three bankers received business bans for varying years due to violations of laws and regulations.
Among them, Yang Fangdang, while serving as the director of the Central Street Branch of the Wudi County Branch of the Agricultural Bank of China and the director of the Business Department of the Wudi County Branch, was directly responsible for the bank's failure to perform its duties in the pre-loan investigation and seriously violated the prudential business rules, and was banned from working in the banking industry for three years.
During his tenure as a customer manager in the business department of the Binzhou branch of the Agricultural Bank of China, Yin Jian was directly responsible for the bank's failure to perform his duties in the pre-loan investigation and serious violations of the prudential business rules, and was banned from working in the banking industry for six years.
During his tenure as the account manager of the Yongguan Road Branch of the Zhanhua County Associated Society, Zhang Jinhai was directly responsible for the occurrence of cases caused by the violations of laws and regulations of the bank's former employees involved in the case, and the failure to conduct a pre-loan investigation of the credit business involved in the case and seriously violated the rules of prudent operation, and was banned from working in the banking industry for four years.
In addition, Guo Jixuan, then vice president of the Urumqi Gangcheng Branch of the Industrial and Commercial Bank of China, was responsible for serious violations of the rules of prudent operation in the management of the behavior of the employees of the Urumqi Gangcheng Branch of the Industrial and Commercial Bank of China, and was banned from working in the banking industry for life.
While working at the Chigang branch of the Bank of China in Changsha City, Bruce Lee was directly responsible for the failure to control the behavior of the employees of the unit, which led to the occurrence of the case, and was banned from working in the banking industry for 2 years.
Chen Meng, then the account manager of the Taizhou branch of the Agricultural Bank of China, was banned from working in the banking industry for life because of inadequate management of employee behavior and employee bribery.
Source: Financial Times client
Reporter: Xu Beibei
Editor: Yang Jingyi
Email: [email protected]