Recently, the participation of senior executives and core employees of Jindi Co., Ltd. in the strategic placement has attracted widespread attention. After verification, Jindi shares lent shares to securities finance companies through asset management plans on the first day of listing, and then transferred securities to 13 securities companies by securities finance companies, and 124 investors (including 35 individual investors and 89 private equity funds) sold securities from 13 securities companies according to law. According to the current verification, the above-mentioned securities lending business complies with the current regulatory regulations, and no problems such as detour and collusion of relevant entities to reduce their holdings and collude to transmit benefits have not been found. As a responsible enterprise, Jindi always regards compliance management as an important part of enterprise development. Compliance management involves all aspects within an enterprise, from human resource management to information disclosure, from financial management to market competition, which requires strict compliance with laws, regulations and ethics. The compliance operation in the process of this strategic placement once again demonstrates the great importance that Jindi attaches to compliance management.
Compliance management is critical for businesses. First of all, compliance management can protect the reputation and brand image of the enterprise, and establish a good image and reputation of the enterprise. Secondly, compliance management can reduce the legal and economic risks of enterprises, and improve the operational stability and sustainable development of enterprises. Finally, compliance management helps to build a fair market environment and promote the healthy development of the industry.
Whether it is a state-owned enterprise, a private enterprise or a foreign-funded enterprise, compliance management is of great significance. For state-owned enterprises, compliance management is an important way to fulfill the responsibility of state-owned asset management; For private enterprises, compliance management is the key to establishing an image of honest management, attracting investment and gaining market recognition; For foreign-funded enterprises, compliance management is a necessary means to protect their interests and stable development in a complex and ever-changing international environment.
At the same time, corporate compliance as an emerging profession is gradually gaining more attention. The Corporate Compliance Officer is responsible for supervising and managing the compliance affairs of the enterprise, ensuring that the company's various operational activities comply with laws, regulations and internal rules and regulations. They need solid legal knowledge, extensive industry experience, and keen risk awareness. As one of the important ways to evaluate and select corporate compliance talents, the professional ability (level) examination of corporate compliance professionals has become the focus of more and more people's attention.
The Corporate Compliance Officer's Professional Competency (Level) Examination is an important examination. There are test centers in all provinces and municipalities directly under the Central Government in the country. It is reported that the latest professional competency (level) examination for corporate compliance officers will be held on October 14, 2023. Those who are interested in taking the exam can register through the Corporate Compliance Engineer Professional Competence (Level) Examination Network.
The compliance operation in this strategic placement of Jindi once again proves that the company attaches great importance to compliance management and assumes responsibility. We expect more enterprises to strengthen their awareness of compliance, establish a sound compliance management system, and make positive contributions to the development of the industry. For more information about the Corporate Compliance Professional Competency (Level) Examination, please log on to the Corporate Compliance Professional Competency (Level) Examination website.