
1丨 Select layer trading situation for one week
In terms of turnover, the total turnover of 44 selected stocks this week was 1.19 billion yuan, an increase of 39.43% month-on-month. Among the individual stocks, the weekly turnover of Liancheng CNC exceeded 200 million yuan, which was 217 million yuan, ranking first. Beiterui and Fuji-ta ranked second and third, with weekly turnover of 93.2 million yuan and 90.46 million yuan respectively. In addition, there are 8 shares of Taixiang shares and other 8 shares with a weekly turnover of less than 5 million yuan.
In terms of trading volume, the total trading volume of the 44 selected layer stocks was 84.8322 million shares, an increase of 3.73% month-on-month. Among them, the weekly trading volume of Gestapo Food was the largest, with 7.26 million shares, and the weekly trading volume of Northland, Senxuan Pharmaceutical and Tonghui Electronics exceeded 5 million shares, with 6.3 million shares, 5.45 million shares and 5.13 million shares respectively. In addition, the weekly trading volume of 6 shares such as Yongshun Bio is less than 500,000 shares.
In terms of rise and fall, 5 trading days have accumulated, and 44 shares have risen. Among them, Gaz Food rose the most, the stock price rose from 4.77 yuan / share to 8.6 yuan / share, an increase of 80.29%, followed by Liancheng CNC, Tonghui Electronics rose by 27.96%, 26.52% respectively, Fujida, Lude Medical also rose by more than 20%.
2丨Guangdong Governor Ma Xingrui: Support the development of the "New Third Board" transfer pilot
On the morning of January 24, the Fourth Session of the 13th People's Congress of Guangdong Province opened. Governor Ma Xingrui made a government work report to the conference and mentioned that Guangdong Province will focus on ten aspects of work in 20201. In terms of deepening the reform of the fiscal and taxation financial system, Ma Xingrui pointed out that it is necessary to improve the budget management system, strengthen the overall planning of financial resources, establish a budget arrangement mechanism for concentrating forces on major events, and enhance the financial guarantee for major strategic tasks. Continue to promote the reform of the division of fiscal powers and expenditure responsibilities between provinces and cities and counties, and enhance the ability of grass-roots public service guarantees. Promote data sharing, collaborative tax management, and improve the level of tax collection and management. Promote the construction of a financially strong province, enhance the financial energy level of guangzhou and Shenzhen central cities, deepen the reform of urban commercial banks and rural commercial banks, and make local financial institutions bigger and stronger. We should do a good job in the construction of the Guangzhou Futures Exchange, support the Shenzhen Stock Exchange to improve the listing system, and carry out the pilot project of the "New Third Board" transfer board. Vigorously develop green finance.
3丨Beijing Mayor Chen Jining: Promote the reform of the New Third Board
On January 23, Beijing Mayor Chen Jining delivered a government work report at the Fourth Session of the 15th Beijing Municipal People's Congress.
He pointed out that Beijing will promote the construction of the "two districts" with high standards this year and promote new progress in reform and opening up. In terms of finance, we vigorously support the opening up and development of the financial industry. The service guarantees the function of the national financial management center and takes the lead in landing the national financial opening up policy. Promote the implementation of green finance and science and technology innovation finance two reform and innovation pilot zones, accelerate the construction of financial technology and professional service innovation demonstration zones, promote the pilot application of digital currency, improve the "regulatory sandbox" implementation mechanism, and focus on the development of emerging financial services such as wealth management and infrastructure finance. Promote the reform of the New Third Board, and give full play to the role of the first loan, renewal loan, right confirmation financing, and intellectual property pledge financing center. Accelerate the establishment of financial courts.
This is the second time chen Jining has mentioned the reform of the new third board in 11 days.
1丨 Sanyuan Gene implements a plan to stabilize the stock price: 5 executives plan to increase their holdings by no more than 40,000 shares
Recently, the new three board selected layer company Sanyuan Gene (837344) implemented a plan to stabilize the stock price, 5 executives plan to increase their holdings of shares by no more than 40,000 shares, the increase price does not exceed 25 yuan / share, and the increase plan is implemented within 10 trading days after the board of directors approves and announces.
The specific shareholding increase plan is that cheng Yongqing, the actual controller, chairman and general manager of the company, plans to increase his holdings by no more than 14,300 shares; Yan Zhengyu, director, deputy general manager and secretary of the board of directors, will increase his holdings by no more than 8,100 shares; Liu Jinyi, director and deputy general manager, will increase his holdings by no more than 7,600 shares; Deputy General Manager Yang Dajun will increase his holdings by no more than 7,300 shares; and financial director Zhang Fengqin will increase his holdings by no more than 2,700 shares.
The company said that the increase in shareholding is to maintain the stability of the stock price after the company's public offering of shares to unspecified qualified investors and listing on the selected layer, and to protect the interests of investors.
2丨Beden Energy Select Layer Turns Sprint Small and Medium Board
Recently, Belden Energy (835359), an innovative layer company of the New Third Board, decided to terminate the application for listing on the selected layer and planned to list on the small and medium-sized board, and has submitted an application for change counseling filing.
In September 2020, Belden Energy announced that it would impact the select layer, carry out the work related to the preliminary listing of the select layer, and enter the counseling period of the selected layer in November, and the counseling institution was Tianfeng Securities.
Now Belden Energy said that in combination with the company's development strategy, it decided to terminate the application for listing on the selected layer, and planned to issue shares for the first time and list on the small and medium-sized board.
On January 20, 2021, the company issued an announcement that the company and the counseling agency Tianfeng Securities have submitted relevant materials such as the application for changing the counseling filing section to the Jiangxi Securities Regulatory Bureau. At the same time, the company will terminate the filing of the selected layer counseling.
According to the data, Belden Energy is based on the energy or public infrastructure industry, the main business is central heating in industrial parks, and the main product is industrial steam. The main customers are industrial enterprises that use steam in the industrial park, and the target customers are mainly distributed in the food, medicine, textile, chemical, paper machinery manufacturing and other industries.
3丨Kang Home terminates the select layer plan and risks downgrading
Recently, the New Third Board Innovation Layer Company Kang Home (834888) decided to terminate the plan to apply for the listing of counseling and filing on the selected layer. It is understood that as of January 14, the daily closing price of the company's stock for 60 consecutive trading days was lower than the par value per share.
On June 23, 2020, the board of directors of Kang Home held a meeting to deliberate and pass the proposal to apply for listing on the selected layer for counseling and filing. The company said that based on the comprehensive consideration of its own development, it decided to start the preparation for entering the selected layer.
According to the announcement, the company will, in accordance with the relevant requirements of the China Securities Regulatory Commission, the Guangdong Regulatory Bureau and the National Stock Transfer Company, intend to sign the "Counseling Agreement" and other agreements after the relevant parties in this declaration have completed the internal procedures, and choose the opportunity to apply for counseling filing.
On January 19, 2021, Kang Home announced that based on the comprehensive consideration of its own development and regulations, it decided to terminate the plan to apply for listing counseling on the selected layer for the record. The relevant proposals have been deliberated by the Board of Directors of the Company.
In the announcement, Zhongkang Home said that according to the provisions of the "National Measures for the Management of the Hierarchical Management of the Share Transfer System for Small and Medium-sized Enterprises", the daily closing price of the shares listed in the innovation layer has been lower than the par value of each share for 60 consecutive trading days, and the national stock transfer company will immediately transfer it out of the innovation layer. As of January 14, 2021, the daily closing price of the Company's shares for 60 consecutive trading days was below the par value per share, and the Company has triggered an immediate downgrade.
4丨 Tinglan shares letter phi is not timely criticized by the stock transfer notification
Recently, the new third board basic layer company Tinglan shares (838862) received the "Disciplinary Punishment Advance Notice", because the actual controller controls the occupation of the company's funds, the company did not disclose the occupation of funds in a timely manner, Tinglan shares and the actual controller Xu Yi intend to be criticized by the national stock transfer company.
In 2019, Zhejiang Haozhuo New Material Technology Co., Ltd. (hereinafter referred to as "Haozhuo New Material") occupied Tinglan shares due to its own operating capital needs, constituting a non-operating capital occupation, with a daily maximum occupation of 13.9158 million yuan, accounting for 52.89% of the company's audited net assets at the end of 2018.
The announcement shows that Haozhuo New Material is an enterprise controlled by Xu Yi, the actual controller of Tinglan shares, and Xu Yi holds 90.20% of the equity of Haozhuo New Material and is the executive director of Haozhuo New Material.
Tinglan shares failed to disclose the above-mentioned capital occupation in a timely manner, violating the relevant provisions of the "National Small and Medium-sized Enterprise Share Transfer System Business Rules (Trial)", and Xu Yi, the actual controller, chairman, general manager and secretary of the board of directors of Tinglan shares, failed to perform his duties faithfully and diligently, and was responsible for the above-mentioned capital occupation violations.
In view of the above-mentioned facts and circumstances of the violation, according to the relevant regulations, the National Stock Transfer Company intends to decide to give disciplinary punishment to Tinglan Shares and Xu Yi to report criticism, and record it in the integrity file.
5丨 Shenzhou UCAR violated the law and was publicly condemned by the stock transfer
Recently, after the acquisition of Beijing Beijing Borgward Automobile Co., Ltd. by the new third board basic layer company Shenzhou Youche (838006) in January 2019, it did not include it in the scope of merger in the first quarter and semi-annual report of 2019 in a timely manner, and the company's timely chairman Lu Zhengyao and other national stock transfer companies publicly condemned it.
Previously, in January 2019, UCAR acquired a 67% stake in Beijing Borgward Automobile Co., Ltd. (hereinafter referred to as "Beijing Borgward"), a wholly-owned subsidiary of Beiqi Foton Automobile Co., Ltd., through Changsheng Xingye (Xiamen) Enterprise Management Consulting Co., Ltd., which it actually controlled, and controlled Beijing Borgward no later than January 17, 2019.
According to the announcement, UCAR did not include Beijing Borgward in the financial statements disclosed in the first quarter and half-year reports of 2019, resulting in its undercounted assets exceeding 58.32% and 64.05% respectively.
The above-mentioned acts of UCAR violated the relevant provisions of the "Business Rules for the National Small and Medium-sized Enterprise Share Transfer System (Trial)" and other relevant provisions, constituting an information disclosure violation.
In view of the above-mentioned violation facts, according to the relevant regulations, the National Stock Transfer Company gave the disciplinary punishment publicly condemned by UCAR, the then chairman and general manager Lu Zhengyao, the then financial director and the secretary of the board of directors Chen Liangyun, and recorded it in the integrity file. The then director and executive vice president Wang Peiqiang, and the former supervisor and legal director Qi Lin were given disciplinary sanctions to inform the criticism and record them in the integrity file.
Some of the content is integrated from the self-mining shell network
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